General compliance info
The FCA are deliberately non-prescriptive about the exact structure and content of a suitability report, leaving it up to the adviser to achieve a standard ...
Tue, 19 Mar, 2024 at 12:13 PM
The FCA wouldn’t endorse any suitability report software or templates. As they say on their website: “..The FCA do not provide templates for you because...
Tue, 19 Mar, 2024 at 12:21 PM
Absolutely! The FCA's main reservation regarding reports created from templates or by software is the potential lack of personalisation and the amount o...
Tue, 19 Mar, 2024 at 12:18 PM
A lot continues to be written about suitability reports and the need to control their length, and make them more reader-friendly and engaging. Both the FCA ...
Fri, 24 Aug, 2018 at 1:19 PM