General compliance info
The FCA are deliberately non-prescriptive about the exact structure and content of a suitability report, leaving it up to the adviser to achieve a standard ...
Thu, 23 Aug, 2018 at 4:14 PM
Very much so! The FCA's main reservation regarding reports created from templates or by software is the lack of personalisation and the amount of gener...
Mon, 17 Sep, 2018 at 4:48 PM
A lot continues to be written about suitability reports and the need to control their length, and make them more reader-friendly and engaging. Both the FCA ...
Fri, 24 Aug, 2018 at 1:19 PM
The FCA wouldn’t endorse ANY suitability report software or templates. As they say on their website: “..The FCA do not provide templates for you because eac...
Thu, 16 Aug, 2018 at 12:17 PM
We've written a series of blogs on the subject of replacement business and how Genovo can help you fulfil the FCA's expectations. Clicking on the ...
Fri, 22 May, 2020 at 10:39 AM